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Securities and Futures Commission
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91	Microsoft Word - 116872384_1 (2).doc Add to Reading List Source URL: media.cantor.com Language: English - Date: 2013-10-09 15:44:22 Financial markets Commodity Futures Trading Commission Clearing Derivative Futures contract Short Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system Finance
92	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 17:00:18 Options Clearing Corporation Securities Exercise Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Settlement Bank Commodity Futures Trading Commission Financial economics Financial system Finance
93	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMarch 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:29:10 Financial markets Investment Options Contract law Futures contract Short Securities Exchange Act International Securities Exchange Binary option Financial economics Finance Financial system
94	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEGeminiApril 1, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 14:46:13 United States securities law Options Clearing Corporation Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Short LCH.Clearnet Clearing house Financial economics Financial system Finance
95	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 10, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 08:38:46 Stock market Futures contract Securities Exchange Act Multicast Investment Financial system Financial markets Financial economics Direct Edge NYSE Arca
96	PDF Document Add to Reading List Source URL: www.blackrock.com Language: English - Date: 2015-04-27 11:45:51 Clearing house Securities Clearing Futures contract Derivative Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial system
97	Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure June 13, 2011 This memorandum first explains the July 16, 2011 problem that will arise because Add to Reading List Source URL: www.centerforfinancialstability.org Language: English - Date: 2011-06-14 12:38:10 Finance 106th United States Congress American International Group Commodity Futures Modernization Act Enron Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Financial economics Financial regulation Economic history of the United States
98	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 26, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Additional Eu Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-26 15:32:20 United States Securities and Exchange Commission Finance Financial system Credit default swap 73rd United States Congress Futures contract Derivative Securities Exchange Act SEC filings Financial economics United States securities law United States housing bubble
99	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY to Refine the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 06:15:00 Securities Exchange Act United States securities law Market maker Financial economics Financial system Finance Futures exchanges Chicago Stock Exchange London Stock Exchange Financial markets United States Securities and Exchange Commission 73rd United States Congress
100	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 19, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:20:06 Investment Market maker Futures contract Short Order Exchange-traded fund Options Clearing Corporation Financial economics Financial markets Finance

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